Compliance Officer

DNBC Financial Group

General Duties & Responsibilities:

1. KYC and Onboarding:

● Assess the risk on new and existing client relationships following DNBC’s AML/CFT Framework and its Risk Appetite.

● Perform due diligence, requesting KYC information and documentation and writing a Client Risk Assessment for recommendation to Management.

● Plan and periodically review client relationships, as well as conduct incident and event-driven client reviews.

● Involved in scanning and archiving of KYC documents, as well as updating internal databases and spreadsheets.

● Ad-hoc projects and responsibilities may arise from time to time.

2. Transaction Monitoring:

● Monitoring and conducting an assessment on SEPA, SWIFT, and non-SWIFT payments.

● Assessment of client profiles and client data to identify whether the activity is consistent with typical purchasing/ payment activity.

● Screening sender and beneficiary information as part of identity verification and conducting due diligence reviews for AML-CTF purposes.

● Working with manual and system-generated alerts/cases for the detection of potentially suspicious transactions.

● Effectively communicate with internal and external stakeholders/ bank partners on transaction-related questions;

3. Investigation & Reporting:

● Proactively conduct thorough investigations of a wide variety of red flags transactions in client activity (transactional, KYC, and digital profiles).

● Manage, identify, and escalate suspicious transactions to the Money Laundering Reporting Officer (“MLRO”) for onward reporting to the local authorities (FATF,

FCIS, FINTRAC,...) if needed.

● Perform AML-CTF risk review/assessments on DNBC's clients-related policies and procedures.

● Provide professional advice on AML-CTF-related issues for the Compliance Dept.

4. Line-up and reporting duty:

● Work with other team members to ensure compliance with DNBC’s policy

● Report directly to the Compliance Team Leader.

● Escalate serious matter to the higher management.

● A Bachelor's degree or higher in Finance – Banking, Law, Economics, Foreign Relations, Business Administration or relevant disciplines.

● 1+ years of proven experience in a regulated financial institution in similar roles (KYC/CDD/ Transaction monitoring, AML analysts, anti-fraud team, etc.). Fresher also welcome to try.

● Basic understanding of Know Your Customer regulations (including AML/CFT framework).

● Have Fundamental knowledge of the international payment, transaction monitoring as well as AML regulations. Having an AML Certificate is an advantage.

● Transaction analysis skills related to international wires, corresponding banking, cash, and screening activity.

● Good communication, fluent English writing, and speaking skills.

● Ability to manage assigned tasks in an efficient and timely manner.

• Competitive salary: Competency-based pay
• 13th-month salary
• Tet bonus based on seniority and capacity
• 10% salary bonus on special occasions: 30/4, 2/9, 1/1.
• Allowance based on labor law (Children's Day, Mid-Autumn Festival, Wedding, Maternity).
• Health insurance, social insurance.
• Professional train in a probation period.
• Positive working environment: kindly, dynamic, and creative.